National Association Of Securities Dealers (NASD) is seeking applications for the position of Counsel - Compliance and Legal. The ideal candidate should have a minimum of 10 years post qualification in the practice of Law. Experience as Legal Adviser to a financial institution or regulatory. Experience including exposure to regulatory compliance, policies and procedures development, risk management and best practices. The lawyer will be responsible for addressing NASD’s regulatory obligations associated with all trading and member and user compliance and regulation. -
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