Head, Regulatory Compliance at Deloitte Nigeria

Deloitte Nigeria - Our client is a development Finance institution positioned to empower more micro, small and medium enterprises across Nigeria. The institution is set up as a private sector driven wholesale financial institution aimed at increasing access to finance for Micro, Small and Medium Enterprises (MSMEs) through eligible financial intermediaries In view of the foregoing, the client seeks to attract, motivate and retain qualified staff.

We are recruiting to fill the vacant position below:

Job Title: Head, Regulatory Compliance

Reference Number: DFI004
Location: Any City, Nigeria

Job Summary

• To ensure compliance with stipulated Code of Conduct, dispute resolution and provide support to the institution in performing corporate governance and regulatory compliance responsibilities.

Duties and Responsibilities

• Ensures efficiency of processes and establishment of necessary measures to cover all processes within the organization
• Ensures compliance of DBN staff with the Code of Conduct
• Plans compliance testing to ensure that procedures are operating effectively with appropriate controls and recommend changes where necessary
• Ensures compliance with policies, plans, procedures, laws, regulations, contracts, and ethical business conduct
• Provides advise and ensures business is in compliance with the necessities of legislation involving data protection
• Ensures that sample checks are performed for data quality, storage and documentation
• Ensures follow up on unsolved disputes that are raised by the Customer Services and ensure resolution
• Maintains current and extensive knowledge of the laws and regulatory guidelines by which the institution is required to comply with
• Ensures that corrective actions are implemented in case of findings
• Updates regulatory developments within or outside of the institution as well as evolving best practices in compliance control
• Liaises with other units to ensure compliance with Board and Management decisions
• Incorporates Board and Management decisions into measurable action points to aid compliance
• Participates in the facilitation of compliance with Board and Management decisions
• Ensures proper execution of executable documents in collaboration with the respective units
• Ensures maintenance, review and implementation of the regulatory compliance framework, associated policies and procedures
• Provides assistance in the interpretation and implementation of new or changes in regulations and policies, as required, to address, manage and mitigate impacts of such changes, in a practical and effective manner, with a good understanding of the business operations and needs
• Prepares relevant periodic reports related to the department functions as and when requested by Management
• Develops procedures, reports, meeting notes etc. periodically to identify hidden risks or non-conformity issues

Required Qualifications

• A bachelor's degree, in Arts, Business or any related field is required
• MBA / Master’s degree in a related field
• Membership of any related professional certification
• A minimum of 8 years related experience of in a compliance/regulatory role with at least 4 years in a managerial position

Skills and Experience:

• Understanding of stakeholder value
• Understanding of public relations
• Knowledge of the financial services regulatory environment
• Understanding of local and international financial laws, rules and regulation
• Expertise in the application of financial regulation policies and compliance controls

Application Closing Date
14th July, 2017.

Method of Application
Interested and qualified candidates should:
Click here to apply online