Risk and Compliance Officer at DCSL Corporate Services Limited

DCSL Corporate Services Limited is a private limited liability company that provides company secretarial, governance, immigration and training services to diverse governmental, corporate and individual clients across several business sectors in Nigeria. We operate from our Head Office in Lagos, with operational branches in Abuja and Port Harcourt.

We are recruiting to fill the position below:

Job Title: Risk and Compliance Officer

Location: Lagos

Job Description

• Ensure all investments are within the risk tolerance set for the specific portfolios (or within the guidelines of the Trust Deed for registered Collective Investment Funds).
• Monitor client deposits for compliance anti-money laundering rules.
• Send out periodic AML/CFT reports and prepare periodic SEC returns.
• Ensure zero regulatory infractions and no fines.
• Review internal processes to match changes in rules and regulations.
• Oversee compliance with company’s internal processes and policies.
• Prepare monthly Risk Management & Compliance reports.
• Liaise with regulators SEC/NSE/NFIU/EFCC.
• Review of bank reconciliation statements & internal control reports.

Job Requirements

• Bachelor’s Degree (Second Class Upper) or HND (Upper Credit) in any related discipline.
• Master’s Degree in risk management, finance or related field is an advantage.
• Professional qualifications in risk management, finance or related field is an advantage.
• 5 years’ experience in risk and compliance in an investment management company, a capital markets firm, or a bank.
• SEC sponsored individual status is required.
• Excellent knowledge of rules and regulations issued by SEC, NGX, CBN, NFIU and other agencies that regulate the Investment Management Industry.

Application Closing Date
10th May, 2024.

How to Apply
Interested and qualified candidates should send their Application Letter and Curriculum Vitae / Resume to: [email protected] using the Job Title as the subject of the mail.