Internal Control Officer at a Leading Asset Management / Investment Company - Alan & Grant

Alan & Grant - Our client, a leading Asset Management / Investment company located in Nigeria, is recruiting to fill the position below:

Job Title: Internal Control Officer

Location: Victoria Island, Lagos
Employment Type: Full time

Job Summary

• This role will implement, monitor and report on internal controls to ensure operational integrity and regulatory compliance in an investment banking environment.

Responsibilities

• Preparation of periodic audit report
• Preparation of Quarterly internal control reports
• Daily review of Finance postings and Bank reconciliation statements
• Review and approval of clients’ onboarding (KYC), funds redemption, etc
• Review and approval of changes in clients’ KYC, etc
• Health and Safety Activities
• Review of Admin and general company expenses including supplies
• EOD operations on Asset Management activities and mapping of online access to users
• Proper creation and maintenance of files and archives for reference purpose
• Review of Treasury, HR/Admin and Asset Management documentation
• Proper recording of Company seal usage and review of legal agreements
• Coordination of statutory periodic reporting to regulators, especially SEC
• Proper monitoring of usage of company utilities
• Sensitization of members of staff on changes (amendment/inclusions/deletion) to rules and regulations from regulatory authorities
• EOD operations on BankOne activities
• Creation of users (staff and clients) on the BankOne application
• Data Protection Certificate is a plus.
• Other sundry functions as may be advised by the Chief Compliance Officer and Management.

Requirements

• B.Sc in any Finance related course.
• Minimum 1 year experience in internal control and audit in asset management.

Application Closing Date
Not Specified.