Stanbic IBTC Bank is a leading African banking group focused on emerging markets globally. It has been a mainstay of South Africa's financial system for 150 years, and now spans 16 countries across the African continent.
Standard Bank is a firm believer in technical innovation, to help us guarantee exceptional client service and leading edge financial solutions. Our growing global success reflects our commitment to the latest solutions, the best people, and a uniquely flexible and vibrant working culture. To help us drive our success into the future, we are looking for resourceful individuals to join our dedicated team at our offices.
We are recruiting to fill the position below:
Job Title: Officer, Compliance
Job Ref ID: 80451482A-0001
Location: Walter Carrington Crescent, Lagos
Job Description
- Responsible for the Corporate Compliance Program, functioning as an independent and objective officer that reviews and evaluates compliance issues/compliance risk management concerns within the organization.
- Ensures the management and employees follow the governing rules and regulations set by regulatory bodies, that the company’s policies and procedures are being followed and that behaviour.
- Provide support for the business, by understanding their business compliance risk management needs to achieve full awareness and compliance.
- Coordinate periodic reviews on regulatory policies and circulars that impact business in line with regulatory change management process.
- Effectively monitor the compliance level of policies such as Personal Trading and Other Business Interest declaration, Gift and Entertainment.
- Ensure in conjunction with the relevant stakeholders that right Risk Management practices are sustained.
- Ensure implementation of defined KYC processes and requirement for account opening in line with the regulation.
- Ensure provision of relevant and regular update on all AML/CFT issues and to the Chief Executive Officer and Group Compliance through appropriate reporting.
- Analyze & identify compliance risks, processes & controls and provide advice to management within business partners to effectively manage compliance issues.
Qualifications
- BSc Degree in Finance and Accounting or related fields
- Professional certifications like ACCA, ACAMS or any other Compliance related certification can be an added advantage.
Experience:
- 3 - 4 years experience in financial services.
- Strong business knowledge in terms of applicable business area.
- 3-4 years experience in stakeholder management and interpersonal relationship capabilities and knowledge of bank’s products and services.
Behavioural Competencies:
- Checking Things
- Documenting Facts
- Pursuing Goals
- Team Working
- Thinking Positively
- Upholding Standards.
Technical Competencies:
- Client Knowledge
- Client Servicing
- Risk Awareness
- Risk Identification.
Application Closing Date
Not Specified.
https://www.hotnigerianjobs.com/hotjobs/881664/officer-compliance-at-stanbic-ibtc-stockbrokers-st.html