Legal & Compliance Officer at UnoCasa Consulting

UnoCasa is a full service Human Resources Consultancy business with focus on Talent Acquisition, Learning & Development and Consultancy services. Our raison d’etre is the notion that your people are your advantage and proffer people-centric solutions to ensure your team accomplish your business goals.

We are not your run of the mill HR Company, we believe in team diversity and teamwork; we believe that the workplace should have an ambience that inspires productivity of the team; and the application of technologies to enhance efficiency. We know that every business is unique and tailor HR solutions to your organisation’s needs.

Our clients are in various sectors not limited to engineering, education, health oil & gas, government, media, finance, retail, lifestyle, consultancy firms and services

We are recruiting to fill the position below:

Job Title: Legal & Compliance Officer

Location: Victoria Island, Lagos
Employment Type: Full-time

Job Summary

• Are you a compliance-savvy legal professional with a deep understanding of the Nigerian capital markets?
• The Legal & Compliance Officer supports the firm in meeting its regulatory, legal, and governance obligations as a SEC-licensed Fund/Portfolio Manager. The role ensures compliance with SEC Nigeria rules, ISA 2007/2025, AML/CFT regulations, and internal policies.
• The officer also provides legal advisory, prepares and reviews transaction documents, manages regulatory filings, and serves as a key interface between the firm and regulators (SEC, NFIU, FIRS, CAC, etc.).
• This is a hands-on role requiring strong analytical skills, attention to detail, and the ability to interpret and apply financial regulations.

What You’ll Do

• Lead SEC regulatory filings (Daily, QMR, AUM, Annual)
• Draft and negotiate complex investment agreements (IMAs, SLAs, NDAs)
• Act as the primary interface for SEC, NFIU, and CAC
• Drive the AML/CFT and KYC/CDD framework

What We’re Looking For

• LLB/BL with 3–6 years of experience in Asset Management, Fund Management, or Investment Banking
• Proven track record of handling SEC Nigeria rules and filings
• High integrity and the ability to work independently in a fast-paced environment.

Application Closing Date
1st June, 2026.

How to Apply
Interested and qualified candidates should:
Click here to apply online

Note: Looking for your next move in Legal & Compliance within the financial sector? Apply now or share with a qualified professional.