Stanbic IBTC Bank is a leading African banking group focused on emerging markets globally. It has been a mainstay of South Africa's financial system for 150 years, and now spans 16 countries across the African continent.
Standard Bank is a firm believer in technical innovation, to help us guarantee exceptional client service and leading edge financial solutions. Our growing global success reflects our commitment to the latest solutions, the best people, and a uniquely flexible and vibrant working culture. To help us drive our success into the future, we are looking for resourceful individuals to join our dedicated team at our offices.
We are recruiting to fill the position below:
Job Title: Officer - Compliance, Stockbroker
Job Ref ID: 80453293A-0001
Location: Walter Carrington Crescent, Lagos
Job Type: Full-time
Job Description
- Responsible for the Corporate Compliance Program, functioning as an independent and objective officer that reviews and evaluates compliance issues/compliance risk management concerns within the organization.
- Ensures the management and employees follow the governing rules and regulations set by regulatory bodies, that the company’s policies and procedures are being followed and that behaviour in the organization meets the company’s Standards of conduct.
- Responsible for regulatory change management and interactions for both internal and external stakeholders.
- Provide support for the business, by understanding their business compliance risk management needs to achieve full awareness and compliance.
- Coordinate periodic reviews on regulatory policies and circulars that impact business in line with regulatory change management process.
- Effectively monitor the compliance level of policies such as Personal Trading and Other Business Interest declaration, Gift and Entertainment.
- Ensure in conjunction with the relevant stakeholders that right Risk Management practices are sustained.
- Ensure implementation of defined KYC processes and requirement for account opening in line with the regulation.
- Ensure regulatory guidelines are embedded with stakeholders and implemented within timelines.
- Ensure the implementation of compliance monitoring plans developed through assurance exercises.
- Remain aware of regulatory & legislative developments, and practices of regulatory authorities, which are relevant to the Business.
Qualifications
- BSc Degree in Finance and Accounting or related fields
- Relevant professional certificate ACCA, ACAMS or any other Compliance related certification can be an added advantage.
Experience:
- Experience in financial services. Strong business knowledge in terms of applicable business area Ongoing, awareness of regulatory requirements which relate to the Group’s business as well as compliance best practices and trends.
- Experience in stakeholder management and interpersonal relationship capabilities and knowledge of financial products and services
Behavioural Competencies:
- Checking Things
- Documenting Facts
- Embracing Change
- Examining Information
- Following Procedures
- Interpreting Data.
Technical Competencies:
- Client Knowledge
- Client Servicing
- Risk Awareness
- Risk Identification.
Application Closing Date
Not Specified.
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