Internal Auditor at a Leading Stockbroking Firm - Amy Consulting

Amy Consulting - Our client, a leading stockbroking firm located in Ikoyi, Lagos, Nigeria, is recruiting to fill the position below:

Job Title: Internal Auditor

Location: Ikoyi, Lagos
Employment Type: Full-time

Job Description

• Our client is looking to hire a highly competent Internal Auditor to join their team and ensure the accuracy, compliance, and efficiency of our financial and operational processes.

Job Overview

• The Internal Auditor will play a critical role in assessing and improving the effectiveness of our risk management, control, and governance processes.
• The successful candidate will bring a deep understanding of the financial sector, particularly stockbroking, and will be adept at identifying potential issues and recommending practical solutions.

Key Responsibilities
Audit Planning & Execution:

• Develop and implement comprehensive audit plans covering all aspects of the firm's operations.
• Conduct financial, compliance, and operational audits to ensure adherence to regulatory requirements and internal policies.

Risk Assessment:

• Identify and evaluate the firm's risk areas and provide key input to the development of the annual audit plan.
• Assess the adequacy and effectiveness of internal controls, particularly in relation to stockbroking activities.

Internal Controls:

• Review and appraise the soundness, adequacy, and application of accounting, financial, and operational controls.
• Ensure compliance with laws, regulations, and company policies.

Reporting:

• Prepare clear, concise, and well-documented audit reports detailing findings and recommendations.
• Present audit findings to senior management and the Audit Committee.

Follow-Up:

• Monitor and evaluate the effectiveness of corrective actions taken to address audit findings.
• Provide ongoing feedback and support to management regarding internal control improvements.

Continuous Improvement:

• Stay updated on industry best practices, regulatory changes, and emerging risks.
• Recommend innovative approaches to improve efficiency and effectiveness of the audit function.

Key Requirements
Educational Qualifications:

• Bachelor’s Degree in Accounting, Finance, Economics, or related field.
• Professional certification such as ACA, ACCA, CIA, or equivalent is mandatory.

Experience:

• Minimum of 5 years experience in internal auditing, preferably within the financial services sector.
• Demonstrable knowledge of stockbroking operations and regulatory environment in Nigeria.

Skills:

• Strong analytical and problem-solving skills.
• Excellent verbal and written communication abilities.
• Proficiency in audit software and Microsoft Office Suite.
• High level of integrity and attention to detail.

Personal Attributes:

• Ability to work independently and as part of a team.
• Strong organizational and multitasking skills.
• Proactive and self-motivated.
• Capable of handling confidential information with discretion.

Application Closing Date
21st July, 2024.